Cybersecurity Safeguards & Regulation S-P Compliance
Meet the SEC's amended Regulation S-P requirements before the June 2026 deadline. Written cybersecurity policies, incident response tracking, vendor risk management, and breach notification workflows — purpose-built for investment advisers and broker-dealers.
June 2026
Deadline
30 Days
Notification Window
Risk-Tiered
Vendor Management
The SEC Has Raised the Bar on Cybersecurity
Amended Regulation S-P creates new, enforceable obligations for every registered firm.
The SEC's 2024 amendments to Regulation S-P go far beyond the original Safeguards Rule. Firms must now maintain written cybersecurity policies, implement incident response procedures with specific notification timelines, and conduct risk-based oversight of third-party service providers. The compliance deadline is June 2026 — and firms that are not prepared face enforcement action, fines, and reputational damage.
How It Works
From assessment to continuous monitoring
Assess
Evaluate current cybersecurity posture and identify gaps against amended Reg S-P requirements. Map existing controls to regulatory expectations.
Implement
Deploy written cybersecurity policies, incident response procedures, and vendor oversight controls using pre-built templates and guided workflows.
Detect & Respond
Track incidents with automated 30-day customer notification countdowns and 72-hour vendor breach windows. Document every action taken.
Monitor & Report
Continuous compliance dashboards, audit trail logging, and exam-ready documentation. Always know where your firm stands.
Key Capabilities
Purpose-built for Reg S-P compliance
Written cybersecurity policies and procedures
Incident response plan tracking and management
30-day customer notification countdown timer
Vendor risk tiering and categorization
Vendor due diligence questionnaire management
72-hour vendor breach notification tracking
Real-time compliance status dashboard
Pre-built Reg S-P policy templates
Regulations Covered
Cybersecurity and data protection regulatory frameworks
The Clock Is Ticking: June 2026 Reg S-P Deadline
The SEC's amended Regulation S-P requires all registered investment advisers and broker-dealers to have written cybersecurity policies, incident response procedures, and vendor oversight programs in place by June 2026. Firms that fail to comply face enforcement action, fines, and reputational damage.
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