Question 1

Can I try the platform before committing?

Accepted Answer

Yes. Every Essentials and Professional plan starts with a 14-day free trial. You enter a card at checkout, but you are not charged until the trial ends — and you can cancel anytime before then.

Question 2

How fast can I get started?

Accepted Answer

Most firms are live the same day they sign up. No lengthy implementation projects, no waiting weeks for onboarding. Compare that to legacy platforms that take months to deploy.

Question 3

Can I change plans later?

Accepted Answer

Absolutely. Upgrade or downgrade at any time. Upgrades take effect immediately; downgrades apply at your next billing cycle.

Question 4

How does annual billing work?

Accepted Answer

Pay annually and save 10%. Essentials drops to $251/mo ($3,012/yr), Professional to $584/mo ($7,008/yr), and Enterprise to $1,079/mo ($12,948/yr).

Question 5

What counts as a Marketing Review?

Accepted Answer

Each marketing material you submit for AI compliance review counts as one Marketing Review. This includes brochures, social media posts, pitch books, factsheets, advertisements, and any other marketing content submitted through the platform.

Question 6

Do you offer compliance consulting services?

Accepted Answer

Yes. We offer hourly consulting at $275/hr with no retainer or minimum. For firms that need a named CCO, we provide introductions to vetted fractional CCO practitioners. Visit our Services page to learn more.

Question 7

What payment methods do you accept?

Accepted Answer

We accept all major credit cards through Stripe. For Enterprise plans and consulting engagements, we also support invoicing and ACH transfers.

Question 8

How does this compare to other compliance platforms?

Accepted Answer

Legacy enterprise compliance platforms often cost five figures per year. A 25-person firm on our Professional plan pays $7,008/year — a fraction of that. We also include a NASAA state model-rule library and per-state adoption tracking alongside our SEC and FINRA coverage.

Feature	Essentials	ProfessionalPopular	Enterprise
Core Platform
Policy Library & Version Control
Pre-Built Policy Templates (20)
Pre-Built Training Modules (10)
Custom Training Upload
Attestation Management
Code of Ethics & Personal Trading
Form ADV Tracking & Reminders
Regulatory Calendar
Audit Trail & Logging
SEC & FINRA Rule Coverage + NASAA State Rule Library
Compliance Workflows
AI Marketing Review	10/mo	100/mo	500/mo
AI Compliance Assistant
OBA & Gift/Entertainment Tracking
Training Module Management
Communications Oversight
Multi-Reviewer Workflows
Dashboard Analytics
Exam Preparation Tools
Annual Compliance Review (206(4)-7)
Compliance Health Score
Form CRS & Reg BI Toolkit
Enterprise
SSO/SAML Integration
White-Label Branding
API Access
Custom Compliance Workflows
Multi-Entity Support
Dedicated Account Manager
SLA Guarantee (99.9%)

Simple, Transparent Pricing

Essentials

Professional

Enterprise

AI Marketing Compliance Review

Plan Add-Ons

Need Hands-On Compliance Help?

Project-Based Engagements

Full Feature Comparison

Frequently Asked Questions

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