Interactive Tracker

NASAA Model Rule State Adoption Tracker

Track which states have adopted each NASAA model rule. Click any state for details.

Data Verification Notice

Data sourced from NASAA model rule matrix, NV 2024 Legislative Survey, state regulator sites, and IARD fee schedules. IAR CE adoption verified against NASAA and IARD sources. Custody, policies, info security, and brochure confirmed for states with direct rule-source verification. Books & records and ethics mapped via NV 2024 survey. NASAA adopted Marketing Rule-aligned model amendments on May 4, 2026; each state must still adopt them locally before they take effect. Texas has adopted by reference to SEC rules (eff. March 2025). Last verified: June 2026.

Fully Adopted

Partially Adopted

Pending

Model Rule Adoption by State

Low

High

State-by-State Breakdown

State	Marketing	Custody	Books & Records	Ethics	Registration	CE	Policies	Info Security	Brochure
Alabama	Pending	Varies	Adopted	Adopted	Adopted	Pending	Varies	Varies	Varies
Alaska	Pending	Varies	Adopted	Adopted	Adopted	Pending	Varies	Varies	Varies
Arizona	Pending	Varies	Adopted	Adopted	Adopted	Pending	Varies	Varies	Varies
Arkansas	Pending	Varies	Adopted	Adopted	Adopted	Adopted	Varies	Adopted	Varies
California	Pending	Adopted	Adopted	Adopted	Adopted	Adopted	Varies	Varies	Varies
Colorado	Pending	Varies	Adopted	Adopted	Adopted	Adopted	Adopted	Adopted	Varies
Connecticut	Pending	Adopted	Adopted	Adopted	Adopted	Pending	Varies	Varies	Varies
Delaware	Pending	Varies	Adopted	Adopted	Adopted	Pending	Varies	Varies	Varies
District of Columbia	Pending	Varies	Adopted	Adopted	Adopted	Adopted	Varies	Adopted	Varies
Florida	Pending	Adopted	Adopted	Adopted	Adopted	Adopted	Varies	Varies	Varies
Georgia	Pending	Adopted	Adopted	Adopted	Adopted	Pending	Varies	Varies	Varies
Hawaii	Pending	Varies	Adopted	Adopted	Adopted	Adopted	Varies	Varies	Varies
Idaho	Pending	Varies	Adopted	Adopted	Adopted	Pending	Varies	Varies	Varies
Illinois	Pending	Varies	Adopted	Varies	Adopted	Adopted	Varies	Varies	Varies
Indiana	Pending	Varies	Adopted	Adopted	Adopted	Adopted	Varies	Varies	Varies
Iowa	Pending	Varies	Adopted	Adopted	Adopted	Pending	Varies	Varies	Varies
Kansas	Pending	Varies	Adopted	Adopted	Adopted	Pending	Varies	Varies	Varies
Kentucky	Pending	Varies	Adopted	Adopted	Adopted	Adopted	Varies	Varies	Varies
Louisiana	Pending	Varies	Adopted	Adopted	Adopted	Pending	Varies	Varies	Varies
Maine	Pending	Varies	Adopted	Adopted	Adopted	Pending	Varies	Varies	Varies
Maryland	Pending	Varies	Adopted	Adopted	Adopted	Adopted	Varies	Varies	Varies
Massachusetts	Pending	Varies	Adopted	Adopted	Adopted	Pending	Varies	Varies	Varies
Michigan	Pending	Varies	Adopted	Adopted	Adopted	Adopted	Adopted	Adopted	Varies
Minnesota	Pending	Adopted	Adopted	Adopted	Adopted	Adopted	Varies	Varies	Varies
Mississippi	Pending	Varies	Adopted	Adopted	Adopted	Adopted	Varies	Varies	Varies
Missouri	Pending	Varies	Adopted	Adopted	Adopted	Pending	Varies	Varies	Varies
Montana	Pending	Varies	Adopted	Adopted	Adopted	Pending	Varies	Partial	Varies
Nebraska	Pending	Adopted	Adopted	Adopted	Adopted	Adopted	Adopted	Adopted	Adopted
Nevada	Pending	Adopted	Adopted	Adopted	Adopted	Adopted	Adopted	Adopted	Adopted
New Hampshire	Pending	Varies	Adopted	Adopted	Adopted	Pending	Varies	Varies	Varies
New Jersey	Pending	Varies	Adopted	Adopted	Adopted	Adopted	Varies	Varies	Varies
New Mexico	Pending	Varies	Adopted	Adopted	Adopted	Pending	Varies	Varies	Varies
New York	Pending	Varies	Adopted	Varies	Adopted	Pending	Varies	Varies	Varies
North Carolina	Pending	Varies	Adopted	Adopted	Adopted	Pending	Varies	Varies	Varies
North Dakota	Pending	Varies	Adopted	Varies	Adopted	Adopted	Varies	Varies	Varies
Ohio	Pending	Varies	Adopted	Adopted	Adopted	Pending	Varies	Varies	Varies
Oklahoma	Pending	Adopted	Adopted	Adopted	Adopted	Adopted	Adopted	Adopted	Adopted
Oregon	Pending	Varies	Adopted	Adopted	Adopted	Adopted	Varies	Varies	Varies
Pennsylvania	Pending	Adopted	Adopted	Adopted	Adopted	Pending	Varies	Varies	Varies
Rhode Island	Pending	Varies	Adopted	Adopted	Adopted	Adopted	Varies	Varies	Varies
South Carolina	Pending	Adopted	Adopted	Adopted	Adopted	Adopted	Varies	Adopted	Varies
South Dakota	Pending	Varies	Adopted	Adopted	Adopted	Pending	Varies	Varies	Varies
Tennessee	Pending	Varies	Adopted	Adopted	Adopted	Adopted	Varies	Varies	Varies
Texas	Adopted	Varies	Adopted	Varies	Adopted	Pending	Varies	Varies	Varies
Utah	Pending	Adopted	Adopted	Adopted	Adopted	Pending	Varies	Varies	Varies
Vermont	Pending	Varies	Adopted	Adopted	Adopted	Adopted	Varies	Varies	Varies
Virginia	Pending	Varies	Adopted	Adopted	Adopted	Pending	Varies	Partial	Varies
Washington	Pending	Adopted	Adopted	Adopted	Adopted	Pending	Adopted	Varies	Adopted
West Virginia	Pending	Varies	Adopted	Adopted	Adopted	Pending	Varies	Varies	Varies
Wisconsin	Pending	Varies	Adopted	Adopted	Adopted	Adopted	Varies	Varies	Varies
Wyoming	Pending	Varies	Adopted	Adopted	Adopted	Pending	Varies	Varies	Varies

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Compliance Approved automatically tracks model rule adoption changes across all states.

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