Interactive Tracker

NASAA Model Rule State Adoption Tracker

Track which states have adopted each NASAA model rule. Click any state for details.

Data Verification Notice

Data sourced from NASAA model rule matrix, NV 2024 Legislative Survey, state regulator sites, and IARD fee schedules. IAR CE adoption verified against NASAA, Quest CE, and IARD sources. Custody, policies, info security, and brochure confirmed for states with direct rule-source verification. Books & records and ethics mapped via NV 2024 survey. The NASAA Marketing Rule was proposed July 2025; only Texas has adopted (by reference to SEC rules, eff. March 2025). Last verified: March 2026.

0
Fully Adopted
51
Partially Adopted
0
Pending

Model Rule Adoption by State

AKMEWIVTNHWAMTNDMNMINYMACTORIDSDIAILINOHPANJRINVWYNEMOKYWVVAMDDECAUTCOKSARTNNCSCDCAZNMOKLAMSALGAHITXFL
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High

State-by-State Breakdown

StateMarketingCustodyBooks & RecordsEthicsRegistrationCEPoliciesInfo SecurityBrochure
Alabama Pending Varies Adopted Adopted Adopted Pending Varies Varies Varies
Alaska Pending Varies Adopted Adopted Adopted Pending Varies Varies Varies
Arizona Pending Varies Adopted Adopted Adopted Pending Varies Varies Varies
Arkansas Pending Varies Adopted Adopted Adopted Adopted Varies Adopted Varies
California Pending Adopted Adopted Adopted Adopted Adopted Varies Varies Varies
Colorado Pending Varies Adopted Adopted Adopted Adopted Adopted Adopted Varies
Connecticut Pending Adopted Adopted Adopted Adopted Pending Varies Varies Varies
Delaware Pending Varies Adopted Adopted Adopted Pending Varies Varies Varies
District of Columbia Pending Varies Adopted Adopted Adopted Adopted Varies Adopted Varies
Florida Pending Adopted Adopted Adopted Adopted Adopted Varies Varies Varies
Georgia Pending Adopted Adopted Adopted Adopted Pending Varies Varies Varies
Hawaii Pending Varies Adopted Adopted Adopted Adopted Varies Varies Varies
Idaho Pending Varies Adopted Adopted Adopted Pending Varies Varies Varies
Illinois Pending Varies Adopted Varies Adopted Adopted Varies Varies Varies
Indiana Pending Varies Adopted Adopted Adopted Pending Varies Varies Varies
Iowa Pending Varies Adopted Adopted Adopted Pending Varies Varies Varies
Kansas Pending Varies Adopted Adopted Adopted Pending Varies Varies Varies
Kentucky Pending Varies Adopted Adopted Adopted Adopted Varies Varies Varies
Louisiana Pending Varies Adopted Adopted Adopted Pending Varies Varies Varies
Maine Pending Varies Adopted Adopted Adopted Pending Varies Varies Varies
Maryland Pending Varies Adopted Adopted Adopted Adopted Varies Varies Varies
Massachusetts Pending Varies Adopted Adopted Adopted Pending Varies Varies Varies
Michigan Pending Varies Adopted Adopted Adopted Adopted Adopted Adopted Varies
Minnesota Pending Adopted Adopted Adopted Adopted Adopted Varies Varies Varies
Mississippi Pending Varies Adopted Adopted Adopted Adopted Varies Varies Varies
Missouri Pending Varies Adopted Adopted Adopted Pending Varies Varies Varies
Montana Pending Varies Adopted Adopted Adopted Adopted Varies Partial Varies
Nebraska Pending Adopted Adopted Adopted Adopted Adopted Adopted Adopted Adopted
Nevada Pending Adopted Adopted Adopted Adopted Adopted Adopted Adopted Adopted
New Hampshire Pending Varies Adopted Adopted Adopted Pending Varies Varies Varies
New Jersey Pending Varies Adopted Adopted Adopted Adopted Varies Varies Varies
New Mexico Pending Varies Adopted Adopted Adopted Pending Varies Varies Varies
New York Pending Varies Adopted Varies Adopted Pending Varies Varies Varies
North Carolina Pending Varies Adopted Adopted Adopted Pending Varies Varies Varies
North Dakota Pending Varies Adopted Varies Adopted Adopted Varies Varies Varies
Ohio Pending Varies Adopted Adopted Adopted Pending Varies Varies Varies
Oklahoma Pending Adopted Adopted Adopted Adopted Adopted Adopted Adopted Adopted
Oregon Pending Varies Adopted Adopted Adopted Adopted Varies Varies Varies
Pennsylvania Pending Adopted Adopted Adopted Adopted Pending Varies Varies Varies
Rhode Island Pending Varies Adopted Adopted Adopted Adopted Varies Varies Varies
South Carolina Pending Adopted Adopted Adopted Adopted Adopted Varies Adopted Varies
South Dakota Pending Varies Adopted Adopted Adopted Pending Varies Varies Varies
Tennessee Pending Varies Adopted Adopted Adopted Adopted Varies Varies Varies
Texas Adopted Varies Adopted Varies Adopted Pending Varies Varies Varies
Utah Pending Adopted Adopted Adopted Adopted Pending Varies Varies Varies
Vermont Pending Varies Adopted Adopted Adopted Adopted Varies Varies Varies
Virginia Pending Varies Adopted Adopted Adopted Pending Varies Partial Varies
Washington Pending Adopted Adopted Adopted Adopted Adopted Adopted Varies Adopted
West Virginia Pending Varies Adopted Adopted Adopted Pending Varies Varies Varies
Wisconsin Pending Varies Adopted Adopted Adopted Adopted Varies Varies Varies
Wyoming Pending Varies Adopted Adopted Adopted Pending Varies Varies Varies

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